Lisa Marie Hardy

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → Present
  Ubs Financial Services, Inc
  Oakbrook Terrace, IL
• 05/2022 → 05/2023
  Village Of Palatine
  Palatine, IL
• 03/2022 → 05/2022
  Executeam Staffing
  Schaumburg, IL
• 02/2021 → 03/2022
  Ubs Financial Services, Inc.
  Naperville, IL
• 10/2015 → 02/2021
  Forthright Financial Planning
  Sycamore, IL

Exams

• S66 Uniform Combined State Law Examination
  2024-12-11

Other Names

• Lisa Repiscak