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Kayla Julian Plaisance

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Orleans, LA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-15
LA RA APPROVED 2016-09-13
  • TX RA
    APPROVED
    Since 2016-09-15
  • LA RA
    APPROVED
    Since 2016-09-13

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc New Orleans LA 10/2014 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 09/2016 Present
Bank Of America, N.A. New Orleans LA 12/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-01
S63 Uniform Securities Agent State Law Examination 2015-06-22
  • S65 Uniform Investment Adviser Law Examination
    2016-02-01
  • S63 Uniform Securities Agent State Law Examination
    2015-06-22
Other Names
  • Kayla Marie Julian
  • Kayla M Julian

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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