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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-08
IL RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2025-05-08
  • IL RA
    APPROVED
    Since 2024-06-14

Branch Locations

204 E Main St, Biggsville, IL 61418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lutz Law Firm Biggsville IL 01/2014 Present
Securities America Inc Biggsville IL 02/2014 06/2024
Securities America Advisors Biggsville IL 04/2014 06/2024
Osaic Wealth, Inc. Biggsville IL 06/2024 Present
Osaic Wealth, Inc. Biggsville IL 06/2024 Present
  • 01/2014 → Present
    Lutz Law Firm
    Biggsville, IL
  • 02/2014 → 06/2024
    Securities America Inc
    Biggsville, IL
  • 04/2014 → 06/2024
    Securities America Advisors
    Biggsville, IL
  • 06/2024 → Present
    Biggsville, IL
  • 06/2024 → Present
    Biggsville, IL
Previous Registrations
  • 2014-04-21 → 2024-06-14
    Securities America Advisors, Inc.
    Biggsville, IL
Other Businesses

I-COUNTY INSURANCE - POSITION: Advisor - NATURE: Financial planning advisory services for an insurance agency's clients - INVESTMENT RELATED: Yes - NUMBER OF HOURS: 10 - SECURITIES TRADING HOURS: 10 - START DATE: 1/2015 - ADDRESS: 204 East Main Street, Biggsville IL 61418 LAW OFFICE OF TYLER J. LUTZ POSITION: Attorney NATURE: LUTZ LAW FIRM - LAW FIRM - OWNER/ATTORNEY - 25% TIME SPENT - BEGINNING 1/2014 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2014 ADDRESS: 204 E Main St, Suite B, Biggsville IL 61418, United States DESCRIPTION: Estate planning, real estate, business planning related legal representation. SECURITIES AMERICA ADVISORS POSITION: Investment Advisor NATURE: RIA for SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2016 ADDRESS: 204 E Main St, Box 70, Biggsville IL 61418, United States DESCRIPTION: Investment advice/retirement planning on an advisory basis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-09
  • S66 Uniform Combined State Law Examination
    2014-04-09

View on SEC IAPD

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