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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-30 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Texas | The Woodlands | TX | 11/2014 | 03/2017 |
| Bok Financial Securities, Inc | The Woodlands | TX | 08/2016 | 03/2017 |
| Bokf, Na | The Woodlands | TX | 08/2016 | 03/2017 |
| Wells Fargo Bank, Na | Willis | TX | 03/2017 | Present |
| Wells Fargo Clearing Services, Llc | Willis | TX | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-16 |
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