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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-17 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Pasadena | TX | 04/2012 | 05/2018 |
| Wells Fargo Advisors Llc | Pasadena | TX | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | TX | 11/2016 | 05/2018 |
| Bank Of America, N.A. | Houston | TX | 05/2018 | 02/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 05/2018 | 02/2026 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-03 |
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