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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-31
NY RA APPROVED 2023-07-28
  • NJ RA
    APPROVED
    Since 2023-07-31
  • NY RA
    APPROVED
    Since 2023-07-28

Branch Locations

West New York, NJ • United States

136-20 38Th Ave 12Th Floor, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Method Investment & Advisory New York NY 08/2014 11/2016
Windsor Street Capital Lp New York NY 12/2016 11/2017
Minsheng Tonghai Investment Co Beijing 10/2018 03/2020
Cellex, Inc New York NY 04/2020 03/2021
New York Life Insurance Co. Melville NY 05/2021 Present
Nylife Securities Llc Melville NY 07/2021 Present
Unemployed New York NY 05/2018 09/2018
Solomon Global Resource & Tran Mira Loma CA 04/2017 04/2018
World Energy Forum New York NY 02/2016 03/2017
Tai Chi Ray, Llc Cliffside Park NJ 03/2019 Present
Eagle Strategies Llc Flushing NY 07/2023 Present
  • 08/2014 → 11/2016
    Method Investment & Advisory
    New York, NY
  • 12/2016 → 11/2017
    Windsor Street Capital Lp
    New York, NY
  • 10/2018 → 03/2020
    Minsheng Tonghai Investment Co
    Beijing
  • 04/2020 → 03/2021
    Cellex, Inc
    New York, NY
  • 05/2021 → Present
    New York Life Insurance Co.
    Melville, NY
  • 07/2021 → Present
    Nylife Securities Llc
    Melville, NY
  • 05/2018 → 09/2018
    Unemployed
    New York, NY
  • 04/2017 → 04/2018
    Solomon Global Resource & Tran
    Mira Loma, CA
  • 02/2016 → 03/2017
    World Energy Forum
    New York, NY
  • 03/2019 → Present
    Tai Chi Ray, Llc
    Cliffside Park, NJ
  • 07/2023 → Present
    Flushing, NY
Other Businesses

[TAI CHI RAY LLC; Owner; start date 03/2019; 9 Manhattan Pl, Cliffside Park, NJ 07010; Fitness and well being education, 10 hrs per month, 0 hrs during securities trading hours; non-investment related]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-07-30
  • S63 Uniform Securities Agent State Law Examination
    2021-07-30
Other Names
  • Raymond Li
  • Ming Li

View on SEC IAPD

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