Carrie Aburto

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Lpl Financial, Llc
  Centennial, CO
• 09/2013 → 11/2016
  Core Wealth Management
  Centennial, CO

Previous Registrations

• 2011-10-07 → 2016-11-02
  Core Wealth Management, Llc
  Centennial, CO
• 2006-06-20 → 2009-06-10
  Ameriprise Financial Services, Llc
  Denver, CO

Other Businesses

1. 9/12/2013: CORE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/25/2015: ABURTO FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 06/01/2009 - 0 Hours Per Month - LLC IN GOOD STANDING IN CO FOR RECEIVING COMMISSIONS FROM LPL. NOT HELD OUT TO THE PUBLIC AS A DBA. FOR TAX PURPOSES ONLY. 3. 5/19/2016: Core Investment Advisors - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2016 - 0 Hours Per Month. 4. 5/26/2020 - No Business Name - Investment Related - 7400 E Caley Avenue #110, Centennial, CO 80111 - Real Estate Rental - Start Date: 06/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Subletting space. 5. 9/15/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/27/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 05/10/2022 - No Business Name- Investment Related - Home Based - Real Estate Rental - Start Date - 05/20/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 7. 11/27/2024 - Collaborative Insurance Solutions - Non-Variable Insurance - Co-Agent - Investment Related - At Reported Business Location(s) - Start Date 11/24/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-06-19

Designations

• Certified Financial Planner