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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-25
AZ RA APPROVED 2014-07-16
  • TX RA
    APPROVED
    Since 2015-08-25
  • AZ RA
    APPROVED
    Since 2014-07-16

Branch Locations

16220 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Scottsdale AZ 06/2014 Present
Thrivent Financial Appleton WI 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-09
  • S66 Uniform Combined State Law Examination
    2014-07-09

View on SEC IAPD

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