Brent Michael Gargano

Employer firm

National Wealth Management Group, LLC CRD 174883

$535M regulatory AUM 18 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 01/2020
  Fidelity Brokerage Services Llc
  Covington, KY
• 07/2018 → 01/2020
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 01/2020 → 08/2022
  Ubs Financial Services Inc
  Cincinnati, OH
• 08/2022 → Present
  National Wealth Management Group, Llc
  Cincinnati, OH

Previous Registrations

• 2020-03-06 → 2022-08-26
  Ubs Financial Services Inc.
  Cincinnati, OH
• 2018-07-13 → 2020-01-30
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2015-11-05 → 2018-07-13
  Strategic Advisers Llc
  Covington, KY

Exams

• S66 Uniform Combined State Law Examination
  2015-10-13
• S63 Uniform Securities Agent State Law Examination
  2014-05-07

Designations

• Certified Financial Planner