Brent Michael Gargano

Current Employers

National Wealth Management Group, Llc

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-12-23
OH	RA	APPROVED	2022-08-05

TX RA
APPROVED_RES

Since 2025-12-23
OH RA
APPROVED

Since 2022-08-05

Branch Locations

11260 Chester Road Suite 250, Cincinnati, OH 45246 • United States

11260 Chester Road Suite 250, Cincinnati, OH 45246-0002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Covington	KY	09/2013	01/2020
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	01/2020
Ubs Financial Services Inc	Cincinnati	OH	01/2020	08/2022
National Wealth Management Group, Llc	Cincinnati	OH	08/2022	Present

09/2013 → 01/2020

Fidelity Brokerage Services Llc

Covington, KY
07/2018 → 01/2020

Fidelity Personal And Workplace Advisors

Boston, MA
01/2020 → 08/2022

Ubs Financial Services Inc

Cincinnati, OH
08/2022 → Present

National Wealth Management Group, Llc

Cincinnati, OH

Previous Registrations

2020-03-06 → 2022-08-26

Ubs Financial Services Inc.

Cincinnati, OH
2018-07-13 → 2020-01-30

Fidelity Personal And Workplace Advisors

Boston, MA
2015-11-05 → 2018-07-13

Strategic Advisers Llc

Covington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-13
S63	Uniform Securities Agent State Law Examination	2014-05-07

S66 Uniform Combined State Law Examination

2015-10-13
S63 Uniform Securities Agent State Law Examination

2014-05-07

Designations

View on SEC IAPD