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Oakley James Allen

Elevated Capital Advisors, LLC

Prairie, KS

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Current Employers
Elevated Capital Advisors, Llc

11925 South 700 East, Draper, UT 84020 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-09
KS RA APPROVED 2017-02-08
MO RA APPROVED 2017-02-06
  • TX RA
    APPROVED_RES
    Since 2018-03-09
  • KS RA
    APPROVED
    Since 2017-02-08
  • MO RA
    APPROVED
    Since 2017-02-06

Branch Locations

5200 West 94Th Terrace Suite 208, Prairie, KS 66207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Plains Adv Group Prairie Village KS 01/2015 Present
Elevated Capital Advisors, Llc Murray UT 02/2017 Present
Previous Registrations
  • 2015-04-15 → 2017-02-02
    Global Financial Private Capital, Inc.
    Prairie Village, KS
    Sarasota, FL
Other Businesses

Oakley engages in the sale of life insurance and fixed annuities. He is compensated directly from insurance companies while engaging in these outside business activates. Fifteen hours is spent undertaking these duties weekly. His start date is 01/01/2015 Global Plains Advisory 5220 W 94TH Terrace, Suite 208 Prairie Village, KS 66207

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-24
S63 Uniform Securities Agent State Law Examination 2014-06-03
  • S65 Uniform Investment Adviser Law Examination
    2015-02-24
  • S63 Uniform Securities Agent State Law Examination
    2014-06-03

View on SEC IAPD

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