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Marcelo Sepulveda

J.P. Morgan Securities LLC

Millwood, NY

Ossining, NY

CRD 5123522

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-25
NY RA APPROVED 2024-08-16
  • TX RA
    APPROVED_RES
    Since 2025-06-25
  • NY RA
    APPROVED
    Since 2024-08-16

Branch Locations

230 Saw Mill River Road, Millwood, NY 10546 • United States

21 Spring Streeet, Ossining, NY 10562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Old Tappan NJ 11/2014 08/2024
J.P. Morgan Chanse Bank Old Tappan NJ 11/2014 08/2024
Jpmorgan Chase Bank, N.A. Millwood NY 09/2024 Present
J.P. Morgan Securities Llc Millwood NY 09/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
S63 Uniform Securities Agent State Law Examination 2010-02-16
  • S66 Uniform Combined State Law Examination
    2023-02-21
  • S63 Uniform Securities Agent State Law Examination
    2010-02-16
Other Names
  • Marcelo A Sepulveda
  • Marcelo Sepulveda
  • Marcelo A Sepulveda
  • Marcelo Alejandro Sepulveda

View on SEC IAPD

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