Daniel Joseph Fiala

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL
• 05/2019 → Present
  Itron Incorporated
  Liberty Lake, WA
• 03/2015 → 04/2019
  Dell Technologies
  Round Rock, TX

Previous Registrations

• 2014-04-30 → 2015-03-11
  Pruco Securities, Llc.
  Georgetown, TX
  Houston, TX
  Austin, TX

Other Businesses

I AM LICENSED TO SELL LIFE AND HEALTH INSURANCE PRODUCTS INCLUDING VARIABLE LIFE AND ANNUITY PRODUCTS WITH INVESTMENT FEATURES. I PLAN TO CONTINUE OFFERING THESE PRODUCTS AND DEVOTE APPROXIMATELY 20 HOURS PER MONTH. ITRON INCORPORATED POSITION: Procurement Leader NATURE: Commercial supplier of Electric, Gas and Water Smart meters. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 05/06/2019 ADDRESS: 2111 N Molter Road, Liberty Lake WA 99019, United States DESCRIPTION: I am a New Product Introduction leader delivering products for an energy and water resource management company. SRK FINANCIAL GROUP, Is Investment Related, DBA, Financial Professional 03/31/2015,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-07
• S63 Uniform Securities Agent State Law Examination
  2013-10-05