Vicky K Mattison-Leguillon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2017
  Thurston Springer Miller Herd & Titak, Inc.
  Indianapolis, IN
• 01/2017 → Present
  Lpl Financial Llc
  Cincinnati, OH

Previous Registrations

• 2015-11-12 → 2017-01-13
  Thurston, Springer, Miller, Herd & Titak, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Cincinnati, OH
• 2010-05-17 → 2015-11-30
  Private Client Services, Llc
  Cincinnati, OH
  Louisville, KY
  Lebanon, KY

Other Businesses

1)1/26/17- ADAMS WEALTH MANAGEMENT GROUP- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-21
• S63 Uniform Securities Agent State Law Examination
  2006-06-20

Other Names

• Vicky K Schroeder
• Vicky K Mattison
• Vicky Mattison-Leguillon