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Dublin, OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Investment Management Inc. | Chicago | IL | 11/2015 | 06/2024 |
| J.P. Morgan Institutional Investments Inc. | Chicago | IL | 12/2015 | 06/2024 |
| Strathaven Financial Llc | Dublin | OH | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-16 |
| S66 | Uniform Combined State Law Examination | 2024-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-20 |
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