Kenneth Mooso

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 09/2014 → 10/2019
  Bank Of America, N.A.
  Chandler, AZ
• 11/2024 → Present
  Fisher Investments
  Plano, TX
• 10/2019 → 07/2024
  Personafi, Inc.
  Tempe, AZ
• 01/2023 → 11/2024
  Campden Wealth
  New York, NY

Previous Registrations

• 2014-11-17 → 2019-10-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ

Other Businesses

the name of the other business; 1722 W Jeanine Dr. Tempe, AZ whether the business is investment-related;Yes the address of the other business; 1722 W Jeanine Dr. Tempe, AZ 85284 the nature of the other business; Investment & Rental property your position; Owner title, or relationship with the other business; owner the start date of your relationship; 10/2024 the approximate number of hours/month you devote to the other business; 1 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Landlord duties, paying HOA dues, responding to maintenance when needed, collect rent.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-22
• S66 Uniform Combined State Law Examination
  2014-11-14

Other Names

• Kenneth Mooso
• Ken Mooso
• Kenneth Yasuo Mooso