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Christina E Ma

LPl Enterprise, LLC

Houston, TX

CRD 6303829

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

1233 West Loop South Suite 1100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Houston TX 01/2014 Present
Pruco Securities, Llc. Houston TX 01/2014 11/2024
Lpl Enterprise, Llc Houston TX 11/2024 Present
Previous Registrations
Other Businesses

1) 09/02/2025-Walker Benefit Group-Advisor-Non-Variable Insurance-Inv related-At Plano, TX-Start date 11/01/2024-1hrs/mth-1hrs/mth during trading 2) 10/15/2025-Rayma LLC-Managing Member-Real Estate Rental-Inv Related-At Houston, TX-Start date 04/03/2023-63hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-12
S63 Uniform Securities Agent State Law Examination 2015-06-29
  • S65 Uniform Investment Adviser Law Examination
    2017-05-12
  • S63 Uniform Securities Agent State Law Examination
    2015-06-29

View on SEC IAPD

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