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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-19 |
| FL | RA | APPROVED | 2022-07-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citi International Financial Services Llc | San Juan | PR | 07/2017 | 07/2022 |
| Citibank Na | Miami | FL | 07/2017 | 07/2022 |
| Citibank Sa | Sao Paulo | 08/2007 | 05/2017 | |
| Citi International Financial Services Llc. | San Juan | PR | 08/2010 | 05/2017 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 07/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2022 | Present |
*592605 - Rental Property ; Investment related - Yes ; Miami,Florida ; Real Estate ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 2/2024 ; During business hours : 0 ; After business hours : 0 ; owner *620553 - rental property; Investment related: Yes; Key Biscayne, Florida; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0; After business hours: 1; Administrative *686725- Brickell Park Condominium; Investment related: Yes; Miami, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06-2026; During business hours: 1; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-02 |
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