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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-23 |
| VT | RA | APPROVED | 2017-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Burlington | VT | 12/2014 | Present |
| Mml Investors Services, Llc | Burlington | VT | 03/2016 | Present |
(1) Name: 31 West Ln Inv rel: Y Add: Residential Address Nature: Simple Rental Property Position: Property owner/ landlord Start date: 6/01/2019 No. HR/MO: 8 No. HR/MO during sec trading: 0 (2) NAME: Dakota Brizendine LLC INV REL: Y ADD: Residential Address NATURE: Compensation POSITION: Owner START DATE: 08/08/2023 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC is set up to received compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-08 |
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