Yakim Corral Flores

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-03

FL RA
APPROVED

Since 2024-10-03

Branch Locations

Miami , FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transition Support Services	San Antonio	TX	01/2016	03/2017
Ubs Financial Services Inc.	New York	NY	03/2017	Present

01/2016 → 03/2017

Transition Support Services

San Antonio, TX
03/2017 → Present

Ubs Financial Services Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-02
S66	Uniform Combined State Law Examination	2018-02-05

S65 Uniform Investment Adviser Law Examination

2024-10-02
S66 Uniform Combined State Law Examination

2018-02-05

View on SEC IAPD