Lee Carver Vaughan

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2026-02-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
United States Navy	Knoxville	TN	05/2009	12/2016
Bank Of America, N.A.	Oak Ridge	TN	04/2015	05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Oak Ridge	TN	04/2015	05/2018
Sun Trust Bank	Knoxville	TN	06/2018	05/2023
Sun Trust Investment Services	Knoxville	TN	06/2018	05/2023
Suntrust Advisory Services, Inc.	Atlanta	GA	06/2018	05/2023
U.S. Bank	Knoxville	TN	07/2023	04/2026
U.S. Bancorp Investments, Inc.	Knoxville	TN	08/2023	02/2026
U.S. Bancorp Advisors, Llc	Knoxville	TN	02/2026	04/2026
U.S. Bancorp Advisors, Llc	Knoxville	TN	04/2026	Present

05/2009 → 12/2016

United States Navy

Knoxville, TN
04/2015 → 05/2018

Bank Of America, N.A.

Oak Ridge, TN
04/2015 → 05/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oak Ridge, TN
06/2018 → 05/2023

Sun Trust Bank

Knoxville, TN
06/2018 → 05/2023

Sun Trust Investment Services

Knoxville, TN
06/2018 → 05/2023

Suntrust Advisory Services, Inc.

Atlanta, GA
07/2023 → 04/2026

U.S. Bank

Knoxville, TN
08/2023 → 02/2026

U.S. Bancorp Investments, Inc.

Knoxville, TN
02/2026 → 04/2026

U.S. Bancorp Advisors, Llc

Knoxville, TN
04/2026 → Present

U.S. Bancorp Advisors, Llc

Knoxville, TN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-29