James Victor Temple

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 12/2016
  Fidelity Brokerage Services, Llc
  Westlake, TX
• 10/2014 → 12/2016
  Strategic Advisors, Inc.
  Westlake, TX
• 12/2016 → 11/2021
  Jp Morgan Chase Bank
  Dallas, TX
• 12/2016 → 11/2021
  Jp Morgan Securities, Llc
  Dallas, TX
• 03/2023 → 01/2024
  Tiaa-Cref Individual & Institutional Services, Llc
  Lewisville, TX
• 03/2023 → 01/2024
  Tiaa
  Lewisville, TX
• 12/2021 → 03/2023
  Second City Investments
  Dallas, TX
• 01/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2023-04-17 → 2023-12-26
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX
• 2016-12-21 → 2021-12-01
  J.P. Morgan Securities Llc
  Dallas, TX
• 2014-10-08 → 2016-12-15
  Strategic Advisers Llc
  Westlake, TX

Other Businesses

Name: OKOP, LLC Position: Member Nature: This organization will seek to acquire properties to renovate and resell or buy and hold to rent to tenants. Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 10/01/2020 Address: 427 Brook Valley Circle, Dallas TX 75232, United States Description: Company will acquire small real estate assets for leasing, renting, or reselling.

Exams

• S66 Uniform Combined State Law Examination
  2014-10-03
• S63 Uniform Securities Agent State Law Examination
  2014-04-04

Other Names

• James V Temple
• James Temple