Scott Lee Allen

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 06/2017
  Fidelity Brokerage Services Llc
  American Fork, UT
• 03/2021 → Present
  Fisher Investments
  Plano, TX
• 06/2017 → 03/2018
  R1Rcm
  Salt Lake City, UT
• 03/2018 → 10/2020
  Deeproot Funds
  San Antonio, TX
• 10/2020 → 03/2021
  Unemployed
  Boerne, TX

Other Businesses

the name of the other business; Golden Soul whether the business is investment-related; No the address of the other business; 5121 Collin Mckinney Pkwy, Ste 500 #233, Mckinney, TX 75070 the nature of the other business; Retail your position; Co-owner title, or relationship with the other business; Co-owner the start date of your relationship; 10/24/23 the approximate number of hours/month you devote to the other business; 5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Assist in production of items and operations

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-03
• S63 Uniform Securities Agent State Law Examination
  2014-04-02