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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-05
TX RA APPROVED 2022-09-13
  • FL RA
    APPROVED
    Since 2023-10-05
  • TX RA
    APPROVED
    Since 2022-09-13

Branch Locations

6303 Cowboys Way, Frisco, TX 75034 • United States

Bradenton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 05/2019 07/2019
Morgan Stanley Dallas TX 05/2017 08/2017
Morgan Stanley Dallas TX 05/2018 02/2019
University Of Oklahoma Norman OK 08/2014 12/2018
Stifel Frisco TX 06/2021 11/2022
N/A Dallas TX 08/2019 03/2020
Northwestern Mutual Dallas TX 04/2020 06/2020
Doordash Dallas TX 06/2020 06/2021
Stifel Nicolaus Dallas TX 11/2022 Present
  • 05/2019 → 07/2019
    Morgan Stanley
    Dallas, TX
  • 05/2017 → 08/2017
    Morgan Stanley
    Dallas, TX
  • 05/2018 → 02/2019
    Morgan Stanley
    Dallas, TX
  • 08/2014 → 12/2018
    University Of Oklahoma
    Norman, OK
  • 06/2021 → 11/2022
    Stifel
    Frisco, TX
  • 08/2019 → 03/2020
    N/A
    Dallas, TX
  • 04/2020 → 06/2020
    Northwestern Mutual
    Dallas, TX
  • 06/2020 → 06/2021
    Doordash
    Dallas, TX
  • 11/2022 → Present
    Stifel Nicolaus
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
  • S66 Uniform Combined State Law Examination
    2022-09-12
Other Names
  • Alex Donald Ginnell
  • Alex Ginnell

View on SEC IAPD

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