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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-15 |
| MI | RA | APPROVED | 2016-04-20 |
Branch Locations
6100 Stadium Dr., Kalamazoo, MI 49009 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc. | Kalamazoo | MI | 04/2016 | Present |
| Kestra Advisory Services, Llc. | Kalamazoo | MI | 04/2016 | Present |
Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Bus Name: The Wiser Financial Group Investment Related: Yes Address: 6100 Stadium Drive Kalamazoo MI 49009 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Research & Systems Analyst Start Date: 2/10/2016 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Investment research and assisting advisors in daily client activities. Bus Name: RENTAL PROPERTY POSITION: Owner/Landlord NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2024 ADDRESS: 3258 Michele Ln, Hamilton MI 49419, United States DESCRIPTION: Property owner, property management Bus Name: THE WISER FINANCIAL GROUP POSITION: Partner/Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 56 SECURITIES TRADING HOURS: 49 START DATE: 02/10/2016 ADDRESS: 6100 Stadium Drive, Kalamazoo MI 49009, United States DESCRIPTION: Giving financial advice to clients Making decisions for the company with other shareholders
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-09 |
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