Brian Charles Elefante

LPl Financial LLC

CRD 6302471

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-04-16
NC	RA	APPROVED	2017-05-16

CA RA
APPROVED

Since 2024-04-16
NC RA
APPROVED

Since 2017-05-16

Branch Locations

1502 W Nc Highway 54, Ste 501, Durham, NC 27707 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl	Durham	NC	01/2015	Present

01/2015 → Present

Lpl

Durham, NC

Other Businesses

1. 01/05/2015-ELEFANTE FINANCIAL SERVICES/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/1502 W NC HIGHWAY 54, SUITE 501

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-04-24

S63 Uniform Securities Agent State Law Examination

2014-04-24

Designations

Certified Financial Planner

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC

BRYANT & BRANNOCK, LLC.

STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

MADISON JANECZKO

SAMUEL EDWARD BROTHERTON

Nearby Offices

STRATEGIC ADVISERS LLC · DURHAM, NC

BRYANT & BRANNOCK, LLC. · DURHAM, NC

STATE FARM INVESTMENT MANAGEMENT CORP. · Durham, NC

More in Durham, NC

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