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Stephen Alfred Way

Setarcos Wealth Advisors LLC

Philadelphia, PA

Philadelphia, PA

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Current Employers
Setarcos Wealth Advisors Llc

325 Chestnut Street Suite 800, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-12
PA RA APPROVED 2019-03-13
CA RA APPROVED 2014-04-03
  • TX RA
    APPROVED_RES
    Since 2021-12-12
  • PA RA
    APPROVED
    Since 2019-03-13
  • CA RA
    APPROVED
    Since 2014-04-03

Branch Locations

Philadelphia, PA • United States

325 Chestnut Street Suite 800, Philadelphia, PA 19106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Setarcos Wealth Advisors, Llc San Francisco CA 03/2014 12/2020
Setarcos Wealth Advisors, Llc San Francisco CA 01/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-03
  • S65 Uniform Investment Adviser Law Examination
    2014-04-03
Designations

View on SEC IAPD

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