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Kelsey Alyson Esswein

Thrivent Investment Management Inc.

Cypress, CA

Lakewood, CA

CRD 6302150

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-11-28
  • CA RA
    APPROVED
    Since 2014-11-28

Branch Locations

Cypress, CA • United States

4010 Watson Plaza Dr, Lakewood, CA 90712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Lakewood CA 04/2014 Present
Thrivent Financial Appleton WI 02/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-26
  • S66 Uniform Combined State Law Examination
    2014-11-26
Other Names
  • Kelsey Alyson Mccroskey

View on SEC IAPD

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