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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-28
  • TX RA
    APPROVED
    Since 2026-08-28

Branch Locations

Richmond, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2014 07/2017
Merrill Edge Jacksonville FL 09/2016 07/2017
Td Ameritrade Chicago IL 08/2017 10/2021
Better Mortgage Houston TX 10/2021 05/2022
Fidelity Investments Westlake TX 06/2022 07/2026
Fidelity Investments Boston MA 03/2025 07/2026
Empower Financial Services, Inc Greenwood Village CO 08/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 08/2026 Present
  • 10/2014 → 07/2017
    Jacksonville, FL
  • 09/2016 → 07/2017
    Merrill Edge
    Jacksonville, FL
  • 08/2017 → 10/2021
    Td Ameritrade
    Chicago, IL
  • 10/2021 → 05/2022
    Better Mortgage
    Houston, TX
  • 06/2022 → 07/2026
    Fidelity Investments
    Westlake, TX
  • 03/2025 → 07/2026
    Fidelity Investments
    Boston, MA
  • 08/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 08/2026 → Present
    Greenwood Village, CO
Previous Registrations
  • 2025-03-31 → 2026-07-30
    Richmond, TX
    Richmond, TX
    Boston, MA
  • 2022-07-18 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Houston, TX
  • 2017-09-06 → 2021-09-02
    Td Ameritrade, Inc.
    Chicago, IL
    Houston, TX
  • 2020-05-12 → 2021-09-02
    Td Ameritrade Investment Management, Llc
    Houston, TX
    Houston, TX
  • 2015-05-28 → 2017-07-28
    Jacksonville, FL
Other Businesses

OBA-95159|OrgNmn:CTW Group, LLC|Org Addr:Chicago,Illinois,US|OBA Nature:Laundromat|Invst Rel:N|Title:Partner|Duties:Investor, just assisting with strategic business plans|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-27
S63 Uniform Securities Agent State Law Examination 2015-03-11
  • S66 Uniform Combined State Law Examination
    2015-05-27
  • S63 Uniform Securities Agent State Law Examination
    2015-03-11
Other Names
  • Chad Goodrich
  • Chad Evan Goodrich
  • Chad E Goodrich

View on SEC IAPD

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