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Kye Daniel Moser

Diversify Wealth Management, LLC

South Jordan, UT

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Current Employers
Diversify Wealth Management, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-07
UT RA APPROVED 2024-03-27
  • TX RA
    APPROVED
    Since 2025-02-07
  • UT RA
    APPROVED
    Since 2024-03-27

Branch Locations

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 02/2014 05/2017
E*Trade Capital Management Llc Sandy UT 05/2017 09/2017
E*Trade Securities Llc Sandy UT 05/2017 09/2017
E*Trade Securities Llc Sandy UT 09/2017 02/2020
E*Trade Capital Management Llc Sandy UT 09/2017 02/2020
E*Trade Securities Llc Sandy UT 02/2020 06/2020
E*Trade Capital Management Llc Sandy UT 02/2020 06/2020
E*Trade Securities Llc Sandy UT 06/2020 03/2021
E*Trade Capital Management Llc Sandy UT 06/2020 03/2021
Dfpg Investments, Llc Sandy UT 03/2021 Present
  • 02/2014 → 05/2017
    E*Trade Securities Llc
    Sandy, UT
  • 05/2017 → 09/2017
    E*Trade Capital Management Llc
    Sandy, UT
  • 05/2017 → 09/2017
    E*Trade Securities Llc
    Sandy, UT
  • 09/2017 → 02/2020
    E*Trade Securities Llc
    Sandy, UT
  • 09/2017 → 02/2020
    E*Trade Capital Management Llc
    Sandy, UT
  • 02/2020 → 06/2020
    E*Trade Securities Llc
    Sandy, UT
  • 02/2020 → 06/2020
    E*Trade Capital Management Llc
    Sandy, UT
  • 06/2020 → 03/2021
    E*Trade Securities Llc
    Sandy, UT
  • 06/2020 → 03/2021
    E*Trade Capital Management Llc
    Sandy, UT
  • 03/2021 → Present
    Dfpg Investments, Llc
    Sandy, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-16
S63 Uniform Securities Agent State Law Examination 2014-04-02
  • S66 Uniform Combined State Law Examination
    2017-06-16
  • S63 Uniform Securities Agent State Law Examination
    2014-04-02

View on SEC IAPD

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