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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-12 |
| TX | RA | APPROVED | 2014-05-12 |
Branch Locations
9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2003 | Present |
| Bank Of America N.A. | Chandler | AZ | 03/2014 | Present |
I*104164 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DUNHAM MEDIA LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHOENIX, ARIZONA 85028 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, NON PARTICIPATING MEMBER START DATE OF RELATIONSHIP: 3/13/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM ONLY ADDED AS A MEMBER FOR THIS BUSINESS IN CASE SOMETHING HAPPENS TO MY WIFE. HER BUSINESS WILL BE IN EDITORIAL, CONTENT CREATION, AND MARKETING FOR VARIOUS SMALL BUSINESSES AND ORGANIZATIONS NON FINANCE RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-07 |
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