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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-07-27
  • AR RA
    APPROVED
    Since 2022-07-27

Branch Locations

Little Rock, AR • United States

2860 East Harrison Street, Batesville, AR 72501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Batesville AR 07/2014 Present
Carter Ford Insurance Agency Batesville AR 10/2014 Present
State Farm Investment Management Corp Batesville AR 08/2018 06/2019
State Farm Investment Management Corp Batesville AR 07/2022 Present
Other Businesses

1) Patrick Ford's Insurance Agency; Insurance Agency; Investment-related; 2860 Harrison St Batesville, AR 72501-7429; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/1/2014; 80; 80; Service customers and supervise employees 2) Easterseals Arkansas Guardians Board; non-investment-related; 3920 Woodland Heights Rd Little Rock, AR 72212; Easterseals Arkansas is a non-profit organization that provides services to individual with disabilities. The Guardian's Board is an un-paid volunteer board that helps raise money for the organization; Board Member; 10/17/2022; 5;1. 3) State Farm Arkansas PAC; Non-investment-related; 6701 W 12th St STE 7A Little Rock, AR 72204; Political Action Committee; Board Member; None; 05/02/2023; 1; 1; The board of the PAC is made up of State Farm Agents and coordinated with the Government Affairs liaison at State Farm Legal and Government Affairs. 4) Easterseals Arkansas Government Relations Committee; non-investment-related; 3920 Woodland Heights Rd Little Rock, AR 72212; Civic/Committee; Board Member; none; 9/27/2023; 5; 5; works to foster good relationships with Arkansas Elected and Appointed officials and works with a licensed lobbying group to further the interests and agenda of those receiving disability services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-11
  • S63 Uniform Securities Agent State Law Examination
    2014-03-11
Designations
  • Chartered Financial Consultant
Other Names
  • Carter Ford
  • Patrick Ford
  • Pcarter Ford

View on SEC IAPD

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