Emily Christine Polito

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, DE
• 05/2012 → Present
  Bank Of America, N.A.
  Wilmington, DE

Previous Registrations

• 2010-01-12 → 2012-03-05
  Morgan Stanley
  New York, NY
  Philadelphia, PA
  San Francisco, CA
  Philadelphia, PA

Other Businesses

I*1708277, Entity Type: Entity For Profit Name of OBA: Moose Realty, LLC Address: Dallas, TX 75225 Investment Related: N Position, Title, Association: General Partner/Managing Member Employee Start Date: 04/03/2024 No Hours: 2 No Hours during trading: 0 Duties: My husband and I opened a Wyoming LLC for the purpose of purchasing an investment property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-15
• S63 Uniform Securities Agent State Law Examination
  2009-06-20