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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-22 |
| TX | RA | APPROVED | 2019-06-03 |
| NH | RA | APPROVED | 2019-05-15 |
Branch Locations
69 State St, Albany, NY 12207 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2016 | 04/2019 |
| Morgan Stanley | Portsmouth | NH | 08/2016 | 04/2019 |
| Morgan Stanley | Manchester | NH | 08/2016 | 04/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashua | NH | 05/2019 | Present |
I*1519274For profit or not for profit: Name of outside business organization: D C H TTEE U/A DTD 07/07/2004 BY D HInvestment related: NAddress of business: Clifton Park, New York, 12065, United StatesNature of business: Position, title, association: Trustee, Start date of relationship: 10/5/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*4071265, Entity Type: Entity For Profit, Name of OBA: Excel Aquatics, Address: Albany, New York, 12205, Investment Related: N, Position, Title, Association: Employee, Employee Start Date: 04/18/2026, No Hours: 15 Weekly, No Hours during Trading: 0 Weekly, Duties: I would be providing p/t lifeguard services on the weekends and/or evenings. I am RED CROSS LIFEGUARD certified.Recreational swimming pool facilities/services/programs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-22 |
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