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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-10 |
| GA | RA | APPROVED | 2021-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oneascent Wealth Management | Birmingham | AL | 01/2021 | 09/2021 |
| The Retirement Advantage | Birmingham | AL | 06/2016 | 01/2021 |
| Gold Check, Llc | Waycross | GA | 02/2013 | 03/2018 |
| Wells Fargo Advisors Financial Network, Llc | Albany | GA | 09/2021 | Present |
LEE SPRATLING, INC; INV. RELATED; ALBANY,GA; 100% OWNERSHIP; START DATE 03/01/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-12-17 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
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