David L Tapley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 12/2016
  Edward Jones
  St Louis, MO
• 01/2017 → Present
  Lpl Financial Llc
  Sandersville, GA

Previous Registrations

• 2014-06-24 → 2016-11-30
  Edward Jones
  Sandersville, GA
  St Louis, MO
  Sandersville, GA
  Sandersville, GA
  Augusta, GA

Other Businesses

1. 5/3/2018 - Waco Med Travel, Inc - Not Investment Related - 2215 New Road, Sandersville Ga, 31082 - Other-Non Emergency Transportation - Router/Assistant Manager - Started: 04/23/2018 - 80 Hours Per Month/4 Hours During Securities Trading - Father's non emergency transportation company. 2. 12/07/2021 - Emerald EMT - Not Investment Related - 2215 New Road, Sandersville Ga 31082 - Business Owner - President - Start Date: 12/15/2021 - 10 Hours Per Month/1 Hour During Securities Trading - This will be a transportation company that takes people to dialysis.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-25

Other Names

• David Lavon Tapley
• David Lavon Tapley