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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-28 |
| FL | RA | APPROVED | 2020-07-31 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Alpharetta | GA | 03/2015 | 11/2016 |
| Fisher Investments | Camas | WA | 11/2016 | Present |
the name of the other business; Lyft whether the business is investment-related; No the address of the other business; San Francisco, CA the nature of the other business; Lyft your position; Ride Share Driver title, or relationship with the other business; Ride Share Driver the start date of your relationship; 06/09/2023 the approximate number of hours/month you devote to the other business; 1-5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Ride Share Driver
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-21 |
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