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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Horsham | PA | 01/2014 | 05/2018 |
| Hornor, Townsend & Kent, Inc | Horsham | PA | 03/2013 | 05/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2018 | Present |
1) ROTARY CLUB OF GASTONIA, GASTONIA NC, 01/2017, PRESIDENT OF BOARD. NIR, 3 HR/MO 0 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2018, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/TRADING 3) UNITED WAY OF GASTON COUNTY, 200 E FRANKLIN BLVD GASTONIA NC, BOARD MEMBER, 01/2021, NIR, 5 HR/MO 2 HR/TRADING 4) CHERRY WEALTH PLANNING, 32 N MAIN ST STE 104 BELMONT NC, 12/2023, SECURITIES DBA, INV REL, 200 HR/MO 160 HR/MO TRADING 5) LIVING HOPE CHURCH, 510 South Point Rd., Belmont NC 28012, United States, 05/01/2024, Secretary, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO 0 HR/TRADING 6) BOYS AND GIRLS CLUB OF GREATER GASTON, 310 S Boyd St., Gastonia NC 28052, United States, 08/26/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-07 |
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