Jonathan Malone Brooks

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 06/2020 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 09/2022 → Present
  Cetera Advisors Llc
  Wichita Falls, TX
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-06-04 → 2020-11-12
  First Allied Advisory Services, Inc.
  Wichita Falls, TX

Other Businesses

1) BROOKS FINANCIAL SERVICES; EMPLOYEE; DBA; START DATE 01/01/2014; 160 HOURS PER MONTH. 2) NAME OF OTHER BUSINESS: JONATHAN BROOKS; INVESTMENT RELATED: NO; ADDRESS: 1538 HANOVER RD WICHITA FALLS, TX 76302; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-01-07
• S63 Uniform Securities Agent State Law Examination
  2014-12-17

Other Names

• Jonathan Brooks