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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-12 |
Branch Locations
2629 Plaza Parkway Suite #A2, Wichita Falls, TX 76308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 03/2014 | 09/2022 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| First Allied Advisory Services, Inc. | San Diego | CA | 06/2020 | 11/2020 |
| Cetera Advisors Llc | Wichita Falls | TX | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1) BROOKS FINANCIAL SERVICES; EMPLOYEE; DBA; START DATE 01/01/2014; 160 HOURS PER MONTH. 2) NAME OF OTHER BUSINESS: JONATHAN BROOKS; INVESTMENT RELATED: NO; ADDRESS: 1538 HANOVER RD WICHITA FALLS, TX 76302; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-17 |
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