Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

2629 Plaza Parkway Suite #A2, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 03/2014 09/2022
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
First Allied Advisory Services, Inc. San Diego CA 06/2020 11/2020
Cetera Advisors Llc Wichita Falls TX 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 03/2014 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 06/2020 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 09/2022 → Present
    Cetera Advisors Llc
    Wichita Falls, TX
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-06-04 → 2020-11-12
    First Allied Advisory Services, Inc.
    Wichita Falls, TX
Other Businesses

1) BROOKS FINANCIAL SERVICES; EMPLOYEE; DBA; START DATE 01/01/2014; 160 HOURS PER MONTH. 2) NAME OF OTHER BUSINESS: JONATHAN BROOKS; INVESTMENT RELATED: NO; ADDRESS: 1538 HANOVER RD WICHITA FALLS, TX 76302; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-07
S63 Uniform Securities Agent State Law Examination 2014-12-17
  • S65 Uniform Investment Adviser Law Examination
    2020-01-07
  • S63 Uniform Securities Agent State Law Examination
    2014-12-17
Other Names
  • Jonathan Brooks

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wichita Falls, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor