Charles William Tripp

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-03-27

NC RA
APPROVED

Since 2025-03-27

Branch Locations

4626 Country Club Rd, Winston Salem, NC 27104 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc.	Winston-Salem	NC	02/2018	Present
Wells Fargo Bank, Na	Winston-Salem	NC	02/2014	Present

02/2018 → Present

Wells Fargo Clearing Services, Llc.

Winston-Salem, NC
02/2014 → Present

Wells Fargo Bank, Na

Winston-Salem, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-26
S63	Uniform Securities Agent State Law Examination	2018-06-11

S65 Uniform Investment Adviser Law Examination

2025-03-26
S63 Uniform Securities Agent State Law Examination

2018-06-11

Other Names