Katherine Rose Heisler

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 09/2017
  Freedom Investors Corporation
  Brookfield, WI
• 07/2014 → 09/2017
  Kcd Financial, Inc.
  Green Bay, WI
• 09/2017 → Present
  Morgan Stanley Smith Barney
  Baltimore, MD
• 09/2017 → Present
  Morgan Stanley Services Group Inc.
  Baltimore, MD

Previous Registrations

• 2017-02-22 → 2020-12-31
  Freedom Investors Corp.
  Brookfield, WI
  Annapolis, MD
  Brookfield, WI

Exams

• S66 Uniform Combined State Law Examination
  2015-04-07

Other Names

• Katherine Rose Daugherty
• Katherine Rose Heisler