Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-06-24
  • WI RA
    APPROVED
    Since 2025-06-24

Branch Locations

Ferndale, MI • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Troy MI 09/2014 09/2024
Philanthpro Ferndale MI 10/2023 11/2023
J.P. Morgan Securities Llc Bloomfield Hills MI 08/2024 04/2025
Jpmorgan Chase Bank, N.A. Bloomfield Hills MI 08/2024 04/2025
Northwestern Mutual Investment Services Llc Milwaukee WI 06/2025 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2025 Present
Gregory Zub Troy MI 11/2014 09/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2015 09/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
S63 Uniform Securities Agent State Law Examination 2014-10-29
  • S66 Uniform Combined State Law Examination
    2024-09-25
  • S63 Uniform Securities Agent State Law Examination
    2014-10-29
Other Names
  • Thomas J Booser
  • Tj Booser
  • Thomas Joseph Booser
  • Thomas Joseph Booser

View on SEC IAPD

More in Ferndale, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor