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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-26
  • AL RA
    APPROVED
    Since 2026-02-26

Branch Locations

248 Johnston Street Se, Decatur, AL 35601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Decatur AL 02/2014 02/2026
Stifel, Nicolaus & Company, Incorporated Decatur AL 02/2026 Present
Previous Registrations
Other Businesses

1. River Clay Foundation Board; 402 Lee Street NE Decatur, AL 35601; Fine Arts Festival; Board Member; Volunteer work; 07/14/2026; 3hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-13
  • S66 Uniform Combined State Law Examination
    2015-11-13

View on SEC IAPD

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