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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-16
NY RA APPROVED 2024-09-13
  • NJ RA
    APPROVED
    Since 2024-09-16
  • NY RA
    APPROVED
    Since 2024-09-13

Branch Locations

830 Morris Turnpike Suite 208, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Short Hills NJ 03/2024 Present
World Financial Group, Inc. Short Hills NJ 07/2022 Present
Icon Parking New York NY 01/2023 02/2024
City Winery New York NY 02/2017 01/2023
Jrpp Llc Elmhurst NY 02/2023 Present
Concord Music Group New York NY 03/2016 02/2017
Lvrn Records Llc Atlanta GA 11/2024 Present
  • 03/2024 → Present
    Transamerica Financial Advisors, Inc
    Short Hills, NJ
  • 07/2022 → Present
    World Financial Group, Inc.
    Short Hills, NJ
  • 01/2023 → 02/2024
    Icon Parking
    New York, NY
  • 02/2017 → 01/2023
    City Winery
    New York, NY
  • 02/2023 → Present
    Jrpp Llc
    Elmhurst, NY
  • 03/2016 → 02/2017
    Concord Music Group
    New York, NY
  • 11/2024 → Present
    Lvrn Records Llc
    Atlanta, GA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. JRPP LLC/Investment Related - No/8302 Cornish Ave Apt 3D/to produce Pamp;L and balance sheet reports to be reviewed by the owners of the company. /Owner/02.2023/2/0/the production of Pamp;L and balance sheet reports. review business activities such as sales and expenses to ensure budgets are met LVRN RECORDS LLC POSITION: Accounting Manager NATURE: Music Record Label INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 4 START DATE: 11/04/2024 ADDRESS: 229 Bradberry St SW,, Atlanta GA 30313, United States DESCRIPTION: Creating accounting policies and implementing policies and procedures Establishing internal controls and guidelines for accounting transactions Preparing financial statements, business activity reports, KPI analysis and budget to actualreports Project accounting and reporting Reviewing month end close, journal entries, account reconciliations and supporting schedules Process and oversee payroll Ensure AP and AR aging is up to date and processed in a timely manner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
  • S66 Uniform Combined State Law Examination
    2024-09-13
Other Names
  • Jerry Pena
  • Jeuris Pena
  • Jerry Penn
  • Jerry Pena
  • Jeuris R Pena

View on SEC IAPD

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