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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-10-27
  • WI RA
    APPROVED
    Since 2025-10-27

Branch Locations

Waukesha, WI • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W.BAird And Co. Milwaukee WI 02/2014 04/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 08/2025
Lpl Financial Llc Fort Mill SC 09/2024 08/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2025 Present
Unemployed Waukesha WI 04/2024 07/2024
Northwestern Mutual Investment Services Llc Milwaukee WI 10/2025 Present
  • 02/2014 → 04/2024
    Robert W.BAird And Co.
    Milwaukee, WI
  • 09/2024 → 08/2025
    Fort Mill, SC
  • 09/2024 → 08/2025
    Lpl Financial Llc
    Fort Mill, SC
  • 08/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2024 → 07/2024
    Unemployed
    Waukesha, WI
  • 10/2025 → Present
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-16
  • S66 Uniform Combined State Law Examination
    2014-12-16
Other Names
  • Carrie L Celinski

View on SEC IAPD

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