Thomas Patrick Thorndike

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 11/2017
  National Planning Corporation
  El Segundo, CA
• 11/2017 → 06/2024
  Securities America, Inc.
  Pipersville, PA
• 11/2017 → 06/2024
  Securities America Advisors
  Pipersville, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Pipersville, PA

Previous Registrations

• 2017-11-08 → 2024-06-14
  Securities America Advisors, Inc.
  Bensalem, PA
  Pipersville, PA
• 2017-03-13 → 2017-11-07
  National Planning Corporation
  Bensalem, PA
• 2014-01-24 → 2015-04-10
  Osaic Fa, Inc.
  New York, NY
  Huntington Station, NY
• 2012-05-09 → 2012-08-21
  Osaic Services, Inc.
  Woodbury, CT
  Johnston, RI
• 2011-03-30 → 2011-04-12
  Equitable Advisors, Llc
  Milford, CT

Other Businesses

1. N/A POSITION: Agent/Producer NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2022 ADDRESS: 21 Edgerton Street, Darien CT 06820 DESCRIPTION: Sales of fixed insurance to individuals and/or groups.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-10

Designations

• Chartered Financial Analyst

Other Names

• Thomas Thorndike