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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-12-12
  • PA RA
    APPROVED
    Since 2022-12-12

Branch Locations

1900 North Market Street, Elizabethtown, PA 17022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Camp Hill PA 02/2014 12/2022
Lpl Financial Llc Elizabethtown PA 12/2022 Present
  • 02/2014 → 12/2022
    Ameriprise Financial Services, Inc.
    Camp Hill, PA
  • 12/2022 → Present
    Elizabethtown, PA
Previous Registrations
Other Businesses

1) 12/2022- K Capital Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Elizabethtown, PA 2) 12/2022- Gladstone Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Elizabethtown, PA 3) 12/2022- Do More Stores- Business Owner- non inv. related- 101 Stone Mill Rd, Hummelstown, PA-start dat 2/12/2021 - 10hrs/mth 4) 08/25/2023 - Wellness Journey, LLC - Business Entity For Tax/Investment Purposes Only - Ownership Interest - 2250 Marietta Blvd NW, Atlanta GA 30318 - Start Date 03/31/2023 - 0 Hours Per Month/ During Trading 5) 09/20/2023 - Do More Stores - Other - Business Owner - Owner and CEO - Not Investment Related - 2250 Marietta Blvd NW, Suite 208 Atlanta, GA 30318 - Start Date 08/17/2019 - 0 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-08
  • S66 Uniform Combined State Law Examination
    2014-03-08

View on SEC IAPD

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