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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-07
  • TX RA
    APPROVED_RES
    Since 2025-05-07

Branch Locations

1333 Main St Ste H, Walpole, MA 02081 • United States

431 Country Club Way Ste 2, Kingston, MA 02364 • United States

Carver, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Plymouth MA 01/2014 12/2016
Mml Investors Services Plymouth MA 03/2014 12/2016
Ameriprise Financial Services, Inc. Sagamore Beach MA 12/2016 03/2020
Ameriprise Financial Services, Llc Kingston MA 03/2020 Present
  • 01/2014 → 12/2016
    Massmutual Life Insurance Company
    Plymouth, MA
  • 03/2014 → 12/2016
    Mml Investors Services
    Plymouth, MA
  • 12/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Sagamore Beach, MA
  • 03/2020 → Present
    Kingston, MA
Other Businesses

Business Ownership; Pralee Services LLC; Co-owner; My domestic partner is starting a business in RV repair. I will be a co owner.; 29 Forest St, , Carver, MA, 02330; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-04-24
  • S63 Uniform Securities Agent State Law Examination
    2014-04-24
Other Names
  • Lisa Eilers

View on SEC IAPD

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