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Emma Alejandra Moreno Rincon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lynnwood, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-04
WA RA APPROVED 2026-04-27
  • TX RA
    APPROVED
    Since 2026-06-04
  • WA RA
    APPROVED
    Since 2026-04-27

Branch Locations

5727 196Th St Sw, Lynnwood, WA 98036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Lynnwood WA 10/2015 01/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lynnwood WA 01/2026 Present
Marymoor Park Redmond WA 12/2014 07/2025
Bank Of America, N.A. Lynnwood WA 02/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24
Other Names
  • Emma A Moreno Rincon
  • Emma Alejandra Moreno Rincon
  • Emma Alejandra Moreno

View on SEC IAPD

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