Bonnie Joann Flood

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 01/2025
  Wayne Hummer Investments
  Arlington Heights, IL
• 07/2009 → 09/2022
  Village Bank & Trust
  Arlington Heights, IL
• 01/2025 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2020-04-22 → 2025-01-30
  Great Lakes Advisors, Llc
  Chicago, IL
• 2013-04-02 → 2025-01-23
  Wintrust Investments Llc
  Arlington Heights, IL
  Arlington Heights, IL
  Arlington Heights, IL
  Chicago, IL
  Arlington Heights, IL
  Downers Grove, IL
  Chicago, IL

Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/22/2009- 160 Hours Per Month- 60 Hours During Trading 2. 01/2025- Great Lakes Advisors- Outside/W-2 Employment- INV Related- At Chicago, IL- Start date 04/13/2020- 160 Hours Per Month- 60 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-07-23
• S63 Uniform Securities Agent State Law Examination
  2006-04-18

Other Names

• Bonnie Joann Thoren