Cody Alexander Lapage

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 05/2024
  Massmutual
  Saratoga Springs, NY
• 08/2016 → 05/2024
  Mml Investors Services, Llc
  Saratoga Springs, NY
• 05/2024 → Present
  Commonwealth Financial Network
  Waltham, MA
• 05/2024 → Present
  Novus Wealth Strategies
  Saratoga Springs, NY

Previous Registrations

• 2021-01-14 → 2024-05-14
  Mml Investors Services, Llc
  Brushton, NY
  Rochester, NY
  Saratoga Springs, NY

Other Businesses

1.Owner, Power Acres; Raising angus cattle & standard bred horses, Located at 1122 State Route 11, Brushton, NY 12916, as of 11/01/2019; 0% time spent during business hours; Not conducted at branch location; Not investment related. 2. Owner, Marge Holdings, LLC; a private entity created for owning real estate located in Dickinson Center, NY 12930, as of 09/01/2022; Approximately 1% time spent during business hours; Not conducted at branch location; Investment related. 3. Co-owner, Novus Wealth Strategies, a private entity established to facilitate securities, advisory, and insurance business; Located in Saratoga Springs, NY, as of 01/25/2024; 100% time spent during business hours; Conducted at branch; Investment related. 4. Fixed insurance sales; Located in Saratoga Springs, as of 01/25/2024; 10% time spent during business hours; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-01
• S63 Uniform Securities Agent State Law Examination
  2015-01-13